Is the firm licensed or registered as an investment adviser?

Question
Is the firm licensed or registered as an investment adviser?
Notes
It is important to check that the potential financial planning firm is registered with either State or Federal Government. This will mean at a minimum that they are authorized to offer advice to you.
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Submitted
2009-01-24
Questions for Finance > Investing > Selecting a Financial Planner > Is the firm licensed or registered as an ...?
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